Riverside Wealth Management Earns 2020 Women’s Choice Award

Riverside Wealth Management was recently featured in USA Today as a recipient of the prestigious Women’s Choice Award for Financial Advisors. This award acknowledges our outstanding and continued commitment to female and family clients.

The Women’s Choice Award recognizes advisors who provide the highest quality service to female clients and serves as a testament to our dedication to helping women and loving couples take the worry out of thinking about money and take control of their financial life.

Please feel free to contact Karla if you or someone you know could use our assistance.

Riverside Wealth Management Opens New Headquarters in FL

We are excited to announce the opening of our new headquarters in West Palm Beach, Florida.

We are looking forward to continuing our mission to help loving couples and women protect their money and preserve their lifestyle.

 

Headquarters
777 South Flagler Drive
West Tower, Suite 800
West Palm Beach, Florida 33401
Office: 561-270-6880

Offices Florida and South Carolina

Karla Rossetti Pippins

Founder & President
Mobile: 617-850-2550
krp@riversidewm.com
www.riversidewm.com

2019 Key Financial Data Card

Each year I like to share this useful reference tool to help you plan throughout the new year.

The 2019 Key Financial Data card provides many of the important numbers you may need to help with retirement, Social Security, taxes, health care, Medicare, college planning and more.  Click here for a larger, printable version of this guide.

As always, call me if you have any questions or would like to talk about how to plan for your future.  I think you’ll find this reference guide a useful resource.

RWM Advisor Earns Global Distinction

Michael T. Hartley, a member of Riverside Wealth Management’s Board of Advisors, was recently recognized at the Family Firm Institute’s Global Conference held in London, England.

Mr. Hartley was awarded with the firm’s Advanced Certificate in Family Wealth Advising (ACFWA) and was honored as a Fellow of the Family Firm Institute.  This award represents the highest level of professional designation in the area of family wealth advising and is awarded to individuals who have achieved “comprehensive professional knowledge and expertise and provides significant value to family business owners and family wealth clients.”

The Family Firm Institute is an international professional organization with over 1,800 members representing over 88 countries.

Karla Rossetti Pippins, Riverside Wealth Management’s Founder and President, said “we are proud of Michael’s accomplishments and his recognition as one of the leaders in family wealth advising.” Pippins added, “Michael has been instrumental in helping to shape our client service model and ensuring we operate using the highest professional standards, implementing best practices in prudent investment management and family advising.  We congratulate him on receiving this outstanding honor.”

Protecting Senior Investors with a Trusted Contact

The Financial Industry Regulatory Authority (FINRA) has made an important regulatory change that will impact all new accounts.  Th rule is intended to safeguard vulnerable investors from financial exploitation.  

The US Securities and Exchange Commission (SEC) approved this rule, proposed by FINRA, to protect seniors and other specified adults from financial fraud and abuse.  Effective as of February 5, 2018, FINRA Rule 2165 will require FINRA broker-dealers to:

  • offer the option of adding the name of a Trusted Contact to all new accounts of seniors and specified adults, 
  • maintain a record of the name and contact information for a Trusted Contact who may be contacted about a customer’s account, and
  • permit FINRA broker-dealers to place a temporary hold on the disbursement of funds or securities from the accounts of certain customers if there is a reasonable belief that the customer may be subject to financial exploitation. 

All new account applications will include an optional form that will allow participants to appoint a Trusted Contact for their account(s).  If you elect to designate a Trusted Contact for any or all of your accounts, this person can be contacted by your advisor or custodian if they suspect any abnormal withdrawal or transfer activity.

For more detailed information on this rule please click here.

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